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B. Riley Financial, Inc. (RILY) institutional ownership

Latest close $7.06 Jul 21, 2026
Market cap$156M 52-week range SectorFinancial Services
Funds holding · Q1 2026
74
reported RILY position changes
Top owners · Q1 2026
No disclosed owners are available.
Institutional activity · Q1 2026
Activity unavailable N/A
36 buyers · 38 sellers

B. Riley Financial, Inc. (RILY) price and institutional activity

Dates

Q1 2026

$0 bought by 36 investors
Dba Trading, LLCMillennium Management LLC +34 more
$0 sold by 38 investors
National Bank of CanadaJump Financial, LLC +36 more
Bought Sold Totals per quarter; hover a bar for the names.

B. Riley Financial, Inc. (RILY) institutional activity · 74

Investor Type Est. change Change Δ Own Date
Dba Trading, LLC · Added
Change +3.0M Date Q1 2026
Dba Trading, LLC Added· Q1 2026 +3.0M Q1 2026
Millennium Management LLC · New
Change +299K Date Q1 2026
Millennium Management LLC New· Q1 2026 +299K Q1 2026
Allianz Asset Management GMBH · Added
Change +292K Date Q1 2026
Allianz Asset Management GMBH Added· Q1 2026 +292K Q1 2026
Renaissance Technologies LLC New· Q1 2026 +250K Q1 2026
Susquehanna International Group, LLP · Added
Change +209K Date Q1 2026
Susquehanna International Group, LLP Added· Q1 2026 +209K Q1 2026
National Bank of Canada · Reduced
Change −168K Date Q1 2026
National Bank of Canada Reduced· Q1 2026 −168K Q1 2026
Jump Financial, LLC · Exited
Change −149K Δ Own −100.0% Date Q1 2026
Jump Financial, LLC Exited· Q1 2026 −149K −100.0% Q1 2026
Jane Street Group, LLC · Added
Change +128K Date Q1 2026
Jane Street Group, LLC Added· Q1 2026 +128K Q1 2026
Dimensional · Exited
Change −97K Δ Own −100.0% Date Q1 2026
Dimensional Exited· Q1 2026 −97K −100.0% Q1 2026
Schwab · Reduced
Change −89K Date Q1 2026
Schwab Reduced· Q1 2026 −89K Q1 2026
Quinn Opportunity Partners LLC · New
Change +85K Date Q1 2026
Quinn Opportunity Partners LLC New· Q1 2026 +85K Q1 2026
Hrt Financial LP · New
Change +82K Date Q1 2026
Hrt Financial LP New· Q1 2026 +82K Q1 2026
Goldman Sachs Group Inc · Added
Change +73K Date Q1 2026
Goldman Sachs Group Inc Added· Q1 2026 +73K Q1 2026
Omers Administration Corp · Reduced
Change −71K Date Q1 2026
Omers Administration Corp Reduced· Q1 2026 −71K Q1 2026
UBS Group AG · Reduced
Change −60K Date Q1 2026
UBS Group AG Reduced· Q1 2026 −60K Q1 2026
Data through Q1 2026 · filed Jun 2, 2026
15 of 74

Famous investor activity in B. Riley Financial, Inc. (RILY)

B. Riley Financial, Inc. (RILY) insider trading

Company insiders, action and economics first; trade and filed dates last.
Dates
Insider Title Type Price Qty Value Owned ΔOwn Trade date Filed date
Forman Alan N. · Other Tax withholding or exercise payment (F) -$23K
Price $8.18 Qty -3K Owned 35K ΔOwn −7.5% Trade date Jun 30, 2026 Filed date Jul 1, 2026
Forman Alan N. Other Tax withholding or exercise payment (F) $8.18 -3K -$23K 35K −7.5% Jun 30, 2026 Jul 1, 2026
Kelleher Thomas J. /adv · Officer Gift (G) -3K
Owned 899K ΔOwn −0.3% Trade date Jun 16, 2026 Filed date Jun 24, 2026
Kelleher Thomas J. /adv Officer Gift (G) -3K 899K −0.3% Jun 16, 2026 Jun 24, 2026
Riley Bryant R. · Director Sell −$1.8M
Price $9.00 Qty −195K Owned 6.6M Trade date Jun 16, 2026 Filed date Jun 16, 2026
Riley Bryant R. Director Sell $9.00 −195K −$1.8M 6.6M Jun 16, 2026 Jun 16, 2026
Forman Alan N. · Officer Sell −$680K
Price $8.56 Qty −79K Owned 38K Trade date May 14, 2026 Filed date May 15, 2026
Forman Alan N. Officer Sell $8.56 −79K −$680K 38K May 14, 2026 May 15, 2026
Forman Alan N. · Officer Sell −$176K
Price $8.58 Qty −21K Owned 117K Trade date May 13, 2026 Filed date May 15, 2026
Forman Alan N. Officer Sell $8.58 −21K −$176K 117K May 13, 2026 May 15, 2026
Riley Bryant R. · Director Tax withholding or exercise payment (F) -$123K
Price $7.23 Qty -17K Owned 6.8M Trade date Apr 13, 2026 Filed date Apr 15, 2026
Riley Bryant R. Director Tax withholding or exercise payment (F) $7.23 -17K -$123K 6.8M Apr 13, 2026 Apr 15, 2026
Weitzman Howard · Officer Tax withholding or exercise payment (F) -$35K
Price $7.23 Qty -5K Owned 54K Trade date Apr 13, 2026 Filed date Apr 15, 2026
Weitzman Howard Officer Tax withholding or exercise payment (F) $7.23 -5K -$35K 54K Apr 13, 2026 Apr 15, 2026
Kelleher Thomas J. /adv · Officer Tax withholding or exercise payment (F) -$162K
Price $7.23 Qty -22K Owned 71K Trade date Apr 13, 2026 Filed date Apr 15, 2026
Kelleher Thomas J. /adv Officer Tax withholding or exercise payment (F) $7.23 -22K -$162K 71K Apr 13, 2026 Apr 15, 2026
Forman Alan N. · Officer Tax withholding or exercise payment (F) -$27K
Price $7.23 Qty -4K Owned 138K Trade date Apr 13, 2026 Filed date Apr 15, 2026
Forman Alan N. Officer Tax withholding or exercise payment (F) $7.23 -4K -$27K 138K Apr 13, 2026 Apr 15, 2026
Brandt Tamara Sue · Director 3 operations 51K
Owned 58K Trade date Apr 3, 2026 Filed date Apr 7, 2026
Brandt Tamara Sue Director 3 operations 51K 58K Apr 3, 2026 Apr 7, 2026
Labran Renee E. · Director 3 operations 51K
Owned 58K Trade date Apr 3, 2026 Filed date Apr 7, 2026
Labran Renee E. Director 3 operations 51K 58K Apr 3, 2026 Apr 7, 2026
Antin Robert L. · Director 3 operations 51K
Owned 132K Trade date Apr 3, 2026 Filed date Apr 7, 2026
Antin Robert L. Director 3 operations 51K 132K Apr 3, 2026 Apr 7, 2026
D. Agostino Robert P. · Director 3 operations 51K
Owned 212K Trade date Apr 3, 2026 Filed date Apr 7, 2026
D. Agostino Robert P. Director 3 operations 51K 212K Apr 3, 2026 Apr 7, 2026
Paulson Randall E. · Director 3 operations 51K
Owned 370K Trade date Apr 3, 2026 Filed date Apr 7, 2026
Paulson Randall E. Director 3 operations 51K 370K Apr 3, 2026 Apr 7, 2026
Walters Marian · Director 3 operations 51K
Owned 56K Trade date Apr 3, 2026 Filed date Apr 7, 2026
Walters Marian Director 3 operations 51K 56K Apr 3, 2026 Apr 7, 2026
15 of 15

B. Riley Financial, Inc. (RILY) activist and large shareholders

Dates
Owner/Filer identity Shares reported % of shares outstanding Filing date
Riley Bryant R 199K
% of shares outstanding 2488362.5% Filing date Mar 19, 2026
Riley Bryant R 199K 2488362.5% Mar 19, 2026
BlackRock Inc. 2.9M
% of shares outstanding 9.4% Filing date Jan 24, 2024
BlackRock Inc. 2.9M 9.4% Jan 24, 2024
Daniel Asher 2.3M
% of shares outstanding 6.5% Filing date Apr 22, 2026
Daniel Asher 2.3M 6.5% Apr 22, 2026
Blackrock, Inc. 1.5M
% of shares outstanding 4.9% Filing date Oct 7, 2024
Blackrock, Inc. 1.5M 4.9% Oct 7, 2024
Dj Fund Investments, LLC - Series E 825K
% of shares outstanding 2.9% Filing date Feb 9, 2023
Dj Fund Investments, LLC - Series E 825K 2.9% Feb 9, 2023
Rpvof Broker Ctb, LLC 89K
% of shares outstanding 0.2% Filing date May 15, 2026
Rpvof Broker Ctb, LLC 89K 0.2% May 15, 2026
6 of 6

B. Riley Financial, Inc. (RILY) ownership FAQ

Who owns RILY?

74 reporting institutions disclosed RILY position changes in the Q1 2026 snapshot.

How is institutional activity calculated?

For each manager, WhoBought compares accepted consecutive 13F share counts. Share change is current shares minus prior shares. Estimated dollar change is that signed share change multiplied by the split-adjusted quarter-mean close. The activity table on this page uses Q1 2026.

What are activist and large shareholder filings?

An investor crossing 5% of a share class generally files Schedule 13D for activist intent or Schedule 13G for a passive position. The technical form names appear here rather than in the activity rows.

Where does this data come from?

Ownership and institutional activity come from SEC Form 13F filings. Insider activity comes from SEC Form 4, and large-shareholder activity from SEC Schedules 13D and 13G. FMP supplies price data only. Company logos use the local verified Parqet cache with one shared fallback.

Why are ownership reports delayed?

Form 13F is a quarterly disclosure and is normally filed after the quarter ends. Every ownership and activity value therefore names its represented period; it is not presented as a live position.

How are missing table values shown?

A muted dash marks a missing table value. It means the filing omitted the value, comparable data is unavailable, or no prior position exists for comparison.