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Hercules Capital, Inc. (HTGC) institutional ownership

Market cap$3.5B SectorFinancial Services
Funds holding · Q1 2026
340
reported HTGC position changes
Top owners · Q1 2026
No disclosed owners are available.
Institutional activity · Q1 2026
Activity unavailable N/A
184 buyers · 156 sellers

Hercules Capital, Inc. (HTGC) price and institutional activity

Dates

Q1 2026

$0 bought by 184 investors
Quantum Portfolio Management LLCUBS Group AG +182 more
$0 sold by 156 investors
Two Sigma Advisers, LPPoint72 Asset Management, L.P. +154 more
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Bought Sold Totals per quarter; hover a bar for the names.

Hercules Capital, Inc. (HTGC) institutional activity · 340

Investor Type Est. change Change Δ Own Date
Quantum Portfolio Management LLC · New
Change +19.3M Date Q1 2026
Quantum Portfolio Management LLC New· Q1 2026 +19.3M Q1 2026
Two Sigma Advisers, LP · Exited
Change −1.9M Δ Own −100.0% Date Q1 2026
Two Sigma Advisers, LP Exited· Q1 2026 −1.9M −100.0% Q1 2026
UBS Group AG · Added
Change +822K Date Q1 2026
UBS Group AG Added· Q1 2026 +822K Q1 2026
Panoramic Investment Advisors, LLC · New
Change +800K Date Q1 2026
Panoramic Investment Advisors, LLC New· Q1 2026 +800K Q1 2026
D. E. Shaw & Co., Inc. · Added
Change +723K Δ Own +87.6% Date Q1 2026
D. E. Shaw & Co., Inc. Added· Q1 2026 +723K +87.6% Q1 2026
Qube Research & Technologies Ltd · Added
Change +709K Date Q1 2026
Qube Research & Technologies Ltd Added· Q1 2026 +709K Q1 2026
Two Sigma Investments, LP · Added
Change +708K Δ Own +43.8% Date Q1 2026
Two Sigma Investments, LP Added· Q1 2026 +708K +43.8% Q1 2026
Sound Income Strategies, LLC · Added
Change +679K Date Q1 2026
Sound Income Strategies, LLC Added· Q1 2026 +679K Q1 2026
Ares Management LLC · Added
Change +575K Date Q1 2026
Ares Management LLC Added· Q1 2026 +575K Q1 2026
JPMorgan Chase & Co · Added
Change +558K Date Q1 2026
JPMorgan Chase & Co Added· Q1 2026 +558K Q1 2026
Point72 Asset Management, L.P. · Exited
Change −558K Δ Own −100.0% Date Q1 2026
Point72 Asset Management, L.P. Exited· Q1 2026 −558K −100.0% Q1 2026
BlackRock · Reduced
Change −478K Date Q1 2026
BlackRock Reduced· Q1 2026 −478K Q1 2026
Susquehanna International Group, LLP · Added
Change +422K Date Q1 2026
Susquehanna International Group, LLP Added· Q1 2026 +422K Q1 2026
Millennium Management LLC · Reduced
Change −407K Date Q1 2026
Millennium Management LLC Reduced· Q1 2026 −407K Q1 2026
Voloridge Investment Management, LLC · Reduced
Change −406K Date Q1 2026
Voloridge Investment Management, LLC Reduced· Q1 2026 −406K Q1 2026
Data through Q1 2026 · filed Jun 10, 2026
15 of 340

Famous investor activity in Hercules Capital, Inc. (HTGC)

Hercules Capital, Inc. (HTGC) insider trading

Company insiders, action and economics first; trade and filed dates last.
Dates
Insider Title Type Price Qty Value Owned ΔOwn Trade date Filed date
Follmann Christian · Officer 2 operations -$44K
Price $15.69 Qty -3K Owned 145K ΔOwn −1.9% Trade date Jul 9, 2026 Filed date Jul 13, 2026
Follmann Christian Officer 2 operations $15.69 -3K -$44K 145K −1.9% Jul 9, 2026 Jul 13, 2026
Meyer Seth H. · Officer 2 operations -$101K
Price $15.69 Qty -6K Owned 436K ΔOwn −1.5% Trade date Jul 9, 2026 Filed date Jul 13, 2026
Meyer Seth H. Officer 2 operations $15.69 -6K -$101K 436K −1.5% Jul 9, 2026 Jul 13, 2026
Bluestein Scott · Director 2 operations -$320K
Price $15.69 Qty -20K Owned 2.5M ΔOwn −0.8% Trade date Jul 9, 2026 Filed date Jul 13, 2026
Bluestein Scott Director 2 operations $15.69 -20K -$320K 2.5M −0.8% Jul 9, 2026 Jul 13, 2026
Botelho Kiersten Zaza · Officer 2 operations -$31K
Price $15.69 Qty -2K Owned 89K ΔOwn −2.2% Trade date Jul 9, 2026 Filed date Jul 13, 2026
Botelho Kiersten Zaza Officer 2 operations $15.69 -2K -$31K 89K −2.2% Jul 9, 2026 Jul 13, 2026
Badavas Robert P. · Director 4 operations $240K
Price $15.49 Qty 15K Owned 9K Trade date Jun 18, 2026 Filed date Jun 23, 2026
Badavas Robert P. Director 4 operations $15.49 15K $240K 9K Jun 18, 2026 Jun 23, 2026
Meyer Seth H. · CFO Tax withholding or exercise payment (F) -$77
Price $15.45 Qty -5 Owned 442K Trade date Jun 9, 2026 Filed date Jun 10, 2026
Meyer Seth H. CFO Tax withholding or exercise payment (F) $15.45 -5 -$77 442K Jun 9, 2026 Jun 10, 2026
Botelho Kiersten Zaza · Officer 2 operations -$29K
Price $14.74 Qty -2K Owned 91K Trade date Apr 9, 2026 Filed date Apr 13, 2026
Botelho Kiersten Zaza Officer 2 operations $14.74 -2K -$29K 91K Apr 9, 2026 Apr 13, 2026
Follmann Christian · Officer 2 operations -$41K
Price $14.74 Qty -3K Owned 147K Trade date Apr 9, 2026 Filed date Apr 13, 2026
Follmann Christian Officer 2 operations $14.74 -3K -$41K 147K Apr 9, 2026 Apr 13, 2026
Meyer Seth H. · CFO 2 operations -$95K
Price $14.74 Qty -6K Owned 442K Trade date Apr 9, 2026 Filed date Apr 13, 2026
Meyer Seth H. CFO 2 operations $14.74 -6K -$95K 442K Apr 9, 2026 Apr 13, 2026
Bluestein Scott · CEO 2 operations -$301K
Price $14.74 Qty -20K Owned 2.5M Trade date Apr 9, 2026 Filed date Apr 13, 2026
Bluestein Scott CEO 2 operations $14.74 -20K -$301K 2.5M Apr 9, 2026 Apr 13, 2026
Badavas Robert P. · Director Buy +$52K
Price $14.35 Qty +4K Owned 5K Trade date Mar 26, 2026 Filed date Mar 30, 2026
Badavas Robert P. Director Buy $14.35 +4K +$52K 5K Mar 26, 2026 Mar 30, 2026
Loo Wade · Director Buy +$105K
Price $14.35 Qty +7K Owned 14K Trade date Mar 26, 2026 Filed date Mar 30, 2026
Loo Wade Director Buy $14.35 +7K +$105K 14K Mar 26, 2026 Mar 30, 2026
Fallon Thomas J. · Director Buy +$104K
Price $14.30 Qty +7K Owned 158K Trade date Mar 26, 2026 Filed date Mar 30, 2026
Fallon Thomas J. Director Buy $14.30 +7K +$104K 158K Mar 26, 2026 Mar 30, 2026
Aguirre Deanne · Director Buy +$105K
Price $14.35 Qty +7K Owned 11K Trade date Mar 26, 2026 Filed date Mar 30, 2026
Aguirre Deanne Director Buy $14.35 +7K +$105K 11K Mar 26, 2026 Mar 30, 2026
Randhawa Paramjeet K. · Director Buy +$42K
Price $14.35 Qty +3K Owned 22K Trade date Mar 26, 2026 Filed date Mar 30, 2026
Randhawa Paramjeet K. Director Buy $14.35 +3K +$42K 22K Mar 26, 2026 Mar 30, 2026
15 of 59
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Hercules Capital, Inc. (HTGC) activist and large shareholders

What are Schedules 13D and 13G?

Dates
Owner/Filer identity Shares reported % of shares outstanding Filing date
Kingdom Holding Co. 9.4M
% of shares outstanding 6.6% Filing date May 8, 2023
Kingdom Holding Co. 9.4M 6.6% May 8, 2023
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Hercules Capital, Inc. (HTGC) ownership FAQ

Who owns HTGC?

340 reporting institutions disclosed HTGC position changes in the Q1 2026 snapshot.

How is institutional activity calculated?

For each manager, WhoBought compares accepted consecutive 13F share counts. Share change is current shares minus prior shares. Estimated dollar change is that signed share change multiplied by the split-adjusted quarter-mean close. The activity table on this page uses Q1 2026.

What are activist and large shareholder filings?

An investor crossing 5% of a share class generally files Schedule 13D for activist intent or Schedule 13G for a passive position. The technical form names appear here rather than in the activity rows.

Where does this data come from?

Ownership and institutional activity come from SEC Form 13F filings. Insider activity comes from SEC Form 4, and large-shareholder activity from SEC Schedules 13D and 13G. FMP supplies price data only. Company logos use the local verified Parqet cache with one shared fallback.

Why are ownership reports delayed?

Form 13F is a quarterly disclosure and is normally filed after the quarter ends. Every ownership and activity value therefore names its represented period; it is not presented as a live position.

How are missing table values shown?

A muted dash marks a missing table value. It means the filing omitted the value, comparable data is unavailable, or no prior position exists for comparison.